美国证券交易委员会华盛顿州,D.C.20549表格4有益所有权的变更声明[]如果不再受第16条的影响,请选中此框。表明4或表格5义务可能会继续。1.报告人员的姓名和地址Barnholt,Edward W. 26076 Altadena博士Los Altos,CA 94022 2.发行人姓名和贸易商或交易符号KLA-Tencor Corporation(KLAC)3. I.R.S.识别报告人数,如果是实体(自愿)4.月份/年11月22日的声明5.如果修订,原始(月/年)6。报告人员向发行人的关系(检查所有适用)[x]导演[] 10%所有者[]官员(给出以下标题)[]其他(指明下文)董事7.个人或联合/小组申请(检查适用的行)[x]表格由一个报告人提交[]由多个报告人提交的表格
表我获得,处置,或有利地拥有的非衍生证券 - - - - - - - - - - - -------------------------------------------------------------------------------------------------------------------------1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------
表II(第1部分)获得,处置,或有利地拥有的衍生证券(第1至6栏) - - - - - - - - --------------------------------------------------------------------------------------------------------------------------------------------------------------------------1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------
非合格的股票期权$ 10.6300 10/25/06(购买)非合格股票期权$ 11.6600 09/21/08(购买)非合格股票期权$ 17.5900 11/17/08(买)非合格的股票期权$ 23.2800 09/20/05(购买)非合格股票选项$ 26.2500 11/10/10(买卖)非合格股票选项$ 34.9400 09/19/07(购买)非合格股票选项$ 37.0500 11/08/02 A 5,000 11/08/12(购买权)非合格股票选项$ 37.0500 11/08/02 A 5,000 11/08/12(购买权)非合格股票选项$ 46.2800 11 /16/09(购买权)非合格股票期权$ 47.2300 11/09/11(购买)
表II(第2部分)获得,处置或有利地拥有的衍生证券(专栏1,3和11) - - - - - - - ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------
非合格的股票期权普通库存10,000 10,000 d Direct(购买权)非合格股票期权普通股票5,000 5,000 D直接(购买权)非合格股票期权普通股票5,832 5,832 D直接(买)非合格的股票期权普通股10,000 10,000 d直接(购买权)非合格股票期权普通股10,000 10,000 d Direct(购买权)非合格股票期权普通股5,000 5,000 D直接(买卖)非合格股票选项11/08/02普通股5,000 d Direct(购买权)非合格股票期权11/08/02普通股5,000 10,000 D直接(购买权)非合格股票期权普通股10,000万维直接(右购买)非合格股票期权普通库存10,000万维直接(买货)
答复解释:
报告人员签名/ s /乘语:斯图尔特J. Nichols:Edward W. Barnholt日期11/11/02